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注冊(cè)代理人(Registered Representatives)
Registered Representative
A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.
注冊(cè)代理人
證券交易委員會(huì)或紐約證券交易所授權(quán)為經(jīng)紀(jì)公司的客戶提供服務(wù)的業(yè)務(wù)經(jīng)紀(jì)人。
Series 6
The General Securities Registered Representative examination. It is a six-hour multiple-choice test that must be passed by brokers.
Series 6
證券經(jīng)紀(jì)人考試。經(jīng)紀(jì)人必須通過的6小時(shí)選擇題考試。
Series 3
The Uniform Securities Agent State Law examination. A three-hour multiple-choice test required by most states to be taken by brokers.
Series 3
經(jīng)紀(jì)人州政府法規(guī)考試。大多數(shù)州要求經(jīng)紀(jì)人通過的3小時(shí)選擇題考試。
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