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CFA習(xí)題《職業(yè)道德》習(xí)題精煉:全球投資績效標準及訴訟程序規(guī)則

來源: 正保會計網(wǎng)校 編輯:某某 2020/09/08 09:29:13 字體:

最可怕的敵人,就是沒有堅持的信念。如果你覺得沒有成功,那說明你的堅持還不夠。正保會計網(wǎng)校為您提供CFA考試練習(xí)題,通過做題,能夠鞏固所學(xué)知識并靈活運用,考試時會更得心應(yīng)手。

CFA習(xí)題一:全球投資績效標準

Which of the following is not included in the nine major provisions of the Global Investment Performance Standards (GIPS)?

 A Input Data, Calculation Methodology, and Real Estate 

B Fundamentals of Compliance, Composite Construction, and Disclosure 

C Calculation Methodology, Composite Construction, and Alternative Assets

CFA習(xí)題二:CFA研究所有關(guān)專業(yè)行為的訴訟程序規(guī)則的兩項主要原則

 Which of the following least likely reflects the two primary principles of the CFA Institute Rules of Procedure for Proceedings Related to Professional Conduct?

 A Confidentiality of proceedings 

B Public disclosure of disciplinary sanctions

 C Fair process to the member and candidate

查看答案解析【習(xí)題一】
【答案】
【習(xí)題一】C
【解析】

C is correct because Alternative Assets is not among the nine major provisions or sections of the Global Investment Performance Standards, which include: Fundamentals of Compliance, Input Data, Calculation Methodology, Composite Construction, Disclosure, Presentation and Reporting, Real Estate, Private Equity, and Wrap Fee/Separately Managed Account (SMA) Portfolios.

A is incorrect because these are included in the nine major provisions of the GIPS.

B is incorrect because these are included in the nine major provisions of the GIPS.


查看答案解析【習(xí)題二】
【答案】
【習(xí)題二】(B)
【解析】

B is correct because the two principles of the Rules of Procedure for Proceedings Related to Professional Conduct are confidentiality of proceedings and fair process to the member and candidate. . 

A is incorrect because the two principles of the Rules of Procedure for Proceedings Related to Professional Conduct are confidentiality of proceedings and fair process to the member and candidate.

C is incorrect because the two principles of the Rules of Procedure for Proceedings Related to Professional Conduct are confidentiality of proceedings and fair process to the member and candidate.



成功=時間+方法,自制力是這個等式的保障。世上無天才,高手都是來自刻苦的練習(xí)。而人們往往只看到“牛人”閃耀的成績,忽視其成績背后無比寂寞的勤奮。小編相信,每天都在勤奮練習(xí),即使是一點點的進步,大家一定可以成為人人稱贊的“牛人”。

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